Recordkeeping Is ‘Sacrosanct’
Global Relay's Director of Regulatory Intelligence Alex Viall shares his thoughts on the most recent round of fines from U.S. regulators for recordkeeping failures by financial firms.
Alex Viall
Global Relay's Director of Regulatory Intelligence Alex Viall shares his thoughts on the most recent round of fines from U.S. regulators for recordkeeping failures by financial firms.