Four key steps to mitigate social media risk
How can firms address the compliance risks that come along with social media's integration into business operations?
What does the CrowdStrike outage teach us about operational resilience?
The historic IT outage that affected 8.5 million Microsoft Windows devices is a cautionary tale about the need for stringent operational resilience testing and planning, especially as regulatory expectations continue to rise.
FCA interviews ‘finfluencers’ under caution: Did social media just get serious?
The Financial Conduct Authority is interviewing 20 finfluencers under caution, shortly after setting trial dates for nine others for promoting unauthorized trading schemes. With criminal proceedings on the horizon, are firms taking social media risk seriously?
Key updates to the Department of Justice Evaluation of Corporate Compliance Programs
The September 2024 update to the Department of Justice’s (DOJ) Evaluation of Corporate Compliance Programs (ECCP) gives firms much to contemplate and some pressing concerns to address, including the risks associated with emerging technologies.
Regulation Best Interest
Imagine accidentally revealing something that you were never supposed to share. In a regulated industry like finance, that type of mistake can have severe consequences, which is precisely why FINRA 2210 exists.
FINRA 2210
Imagine accidentally revealing something that you were never supposed to share. In a regulated industry like finance, that type of mistake can have severe consequences, which is precisely why FINRA 2210 exists.
What are the pros and cons of using LLMs in compliance?
In today's rapidly evolving regulatory landscape, firms across industries are turning to Large Language Models (LLMs) to manage compliance challenges and drive efficiencies. These sophisticated Artificial Intelligence (AI) systems are reshaping how organizations approach regulatory challenges, offering both exciting opportunities and potential pitfalls.
Understanding the Gartner Digital Communications Governance Magic Quadrant
Endless pings from WhatsApps, slack channels, teams messages and social media are plaguing regulated firms. With each app on its own interface, it’s becoming increasingly difficult for compliant firms to maintain digital communications governance strategies, and enforce use policies with confidence.
On Demand: Social Media Risks – To Ban, or Not to Ban?
Watch on-demand as Global Relay sits down with Darren Sirr and Hammad Hanif to discuss the fast-emerging compliance risks presented by social media.