Surveillance Success Series
Watch our multi-part Surveillance Success Series for guidance and tips to maximize Global Relay surveillance tools.
Reporting – Beyond Proof of Supervision
5:30 | April, 2016
Reporting Leads to Surveillance Success.
With hundreds or thousands of messages to review every day, how does your compliance team evaluate the efficiency of your supervision program, identify trends, and ensure reviewers are adhering to regulatory requirements and corporate policy? The answer is reporting. While often seen as simple tool for proof of supervision, you can also use reporting to monitor and improve your processes. Find out how Global Relay Archive’s reporting options help you understand and act on policy performance, supervision metrics, and reviewer activity.
Joining the Social Media Conversation
4:01 | January, 2016
Stay Connected. Stay Compliant.
The widespread adoption of social media has inspired businesses in every industry to use sites like LinkedIn, Twitter, and Facebook to reach potential customers, connect with current customers, and build community. However, in the financial industry, strict regulations create compliance and legal risks that firms must address before using social media. Stop blocking your employees and take a few minutes to learn how you can use a mix of policy, technology and education to confidently join the social media conversation.
4:16 | November, 2015
Maximize the efficiency of your supervision policies!
Policy refinement is an ongoing process, even with well-designed supervision policies. However, with the right tools, you can quickly identify problematic policy elements that cause false positives and iteratively improve your policies in response to changing conditions. Take a few minutes to see how Global Relay Archive gives you the tools to keep your policies on target.
Effective Policy Design
3:56 | September, 2015
Stop wasting time reviewing irrelevant messages!
Developing a practical compliance program that mitigates risk and satisfies regulatory requirements can be challenging. Take a few minutes to learn how Global Relay Archive can help you design and implement effective supervision policies for electronic communications.