Global Relay Resource Hub

All the latest news, insights, and publications from Global Relay.

Blog

The Conduct Chronicles – “The real-world impact of Market Manipulation”

Emma Parry discusses how regulators are increasing enforcement and urging firms to improve oversight, as seen in cases such as the 'Whatsapp' fines and JP Morgan's market manipulation, underscoring the broader impact of market abuse on consumers.

Blog

FCA publishes first non-financial misconduct survey results

The results of the FCA’s first survey into instances of non-financial misconduct across the finance sector show that recorded instances of NFM have increased by more than two-thirds in three years

Blog

FCA interviews ‘finfluencers’ under caution: Did social media just get serious?

The Financial Conduct Authority is interviewing 20 finfluencers under caution, shortly after setting trial dates for nine others for promoting unauthorized trading schemes. With criminal proceedings on the horizon, are firms taking social media risk seriously?

Blog

Insights

Head to the cloud – 6 simple steps for migrating healthcare data to the cloud

Migrating healthcare data to the cloud comes with multiple benefits for businesses, from cost reduction to increased data availability. Streamline your data migration with these six simple steps.

Blog

Managing the compliance risks of ephemeral messaging to meet DOJ guidance in healthcare and pharmaceuticals

Healthcare organizations and the pharmaceutical industry must look to implement solutions to ephemeral messaging in their compliance strategies.

Blog

The Compliance Hub

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Rules & Regulations

Financial institutions are required to meet a plethora of regulations and rules to ensure overarching compliance.

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Glossary

Understanding the constantly evolving financial compliance space can be a challenge – especially with new terminology being introduced alongside every new rule and regulation.

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Compliance Insights

Understanding the constantly evolving financial compliance space can be a challenge – especially with new terminology being introduced alongside every new rule and regulation.

Broker Dealer Collection

#45: FCA Cracks Down on Illegal Financial Promotions

In Regulatory Wrap for the week to October 25, Jennie Clarke discusses regulatory views on finfluencers and their role in financial promotion.

Video

FCA publishes first non-financial misconduct survey results

The results of the FCA’s first survey into instances of non-financial misconduct across the finance sector show that recorded instances of NFM have increased by more than two-thirds in three years

Blog
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