Not so long (long) ago, financial regulators began embarking upon a recordkeeping quest to catch instances of noncompliance in a time when communications practices and retention expectations are fast transforming. Flip through our Regulatory Recordkeeping Storybook to learn how the action unfolded, discover current enforcement statistics, and deliberate what the next phase of the communications capture crusade may be.
Regulatory recordkeeping enforcement roundup: A storybook retelling
Follow the complete regulatory recordkeeping tale from initial enforcement action to present day and obtain insights analyzing the facts.
Regulatory recordkeeping enforcement roundup:
A storybook retelling
