Compliance & Conversation

On Demand: Compliance & Conversation – Recordkeeping and surveillance

Watch on demand as a panel of compliance and surveillance experts discuss trends including AI, social media, and culture and conduct risks.

Webinar

On Demand: Compliance & Conversation – Culture shock: A fireside chat on cultural compliance challenges

Watch on-demand and learn how effective supervision and facilitating an open dialogue with staff is key to ensuring a compliant culture.

Webinar

On Demand: What do U.K. election results mean for future regulation?

Global Relay sat down with Ashurst Partner, Brad Rice and Seung Earm, Partner at Ibex Compliance LLP, to discuss what the U.K. election result could mean for financial services.

Webinar
SUPPORT 24 Hour