The Market Abuse Regulation: A complete guide
The Financial Conduct Authority (FCA) has publicly stated that preventing, detecting, and punishing market abuse is one of its core priorities. So how can firms effectively navigate the complexities of the Market Abuse Regulation?
Regulatory Compliance
Article
Material non-public information: protect your integrity
Material non-public information is a bit of a mouthful, but you might already know it by another name; insider trading. And the exposure of this sensitive data can result in devastating financial losses and regulatory penalties.
What is wash trading and how does it work?
High-profile cases have illuminated the practice of wash trading in recent years, sending a clear message that regulators are cracking down on it. But what is wash trading, and how can firms avoid it?
Regulatory Compliance
Article