U.S. regulatory enforcements against non-compliant electronic communications
Obtain an overview of the direction U.S. regulators have taken in approaching non-compliant communications, highlighting notable enforcement actions for channels like text, instant messaging, and social media.
Regulatory Wrap Episode #47: Learning from the CrowdStrike Outage
In Regulatory Wrap for the week to November 8, Jennie Clarke explores regulatory stances on operational resilience, especially in light of the CrowdStrike incident in July.
Regulatory Wrap Episode #46: The FCA’s First Survey on Non-Financial Misconduct
In Regulatory Wrap for the week to October 25, Jennie Clarke discusses regulatory views on finfluencers and their role in financial promotion.
Conduct and culture: A growing focus for U.S. regulators?
Discover how the focus on conduct and culture has developed over the last several years in U.S. financial regulation.
EU CSRD: Corporate Sustainability Reporting Directive
The Corporate Sustainability Reporting Directive is the European Union’s new solution to holding corporations accountable for their impacts on the environment.
The FCA’s vision to become a more ‘effective regulator’
The FCA touched on several points recapping its progress over the past couple of years and outlines goals to ignite long-term growth through an adapted regulatory approach. This “growth mindset” comes after industry response that it desires enhanced effectiveness and efficiency concerning regulatory measures.
FCA and PRA propose rules around misconduct to boost diversity and inclusion
The FCA and PRA have published a Consultation on new requirements that support diversity and inclusion by reinforcing action against non-financial misconduct and enhancing workplace culture.
Regulatory Wrap Episode 7: FCA’s Plan to Boost Diversity & Inclusion
In Regulatory Wrap for the week of September 29, we look at the FCA's proposal to promote diversity and inclusion and how surveillance tools can weed out bad actors.
For data center owners and operators, it ain’t easy being green
Global Relay’s Senior Writer for Due Diligence, Vince Mendoza, talks about the intricacies and importance of green data centers.