AI/ Technology

Regulatory Wrap Episode #49: Global Relay’s 2024 Data Insights Report

In Regulatory Wrap for the week to December 6, Jennie Clarke examines the findings of Global Relay’s newly published 2024 Data Insights report.

Regulatory Wrap Episode #48: SEC’s record fines & FCA’s AI insights

In Regulatory Wrap for the week to November 29, Rob Mason recounts attention-grabbing figures highlighted in recent regulatory releases from the SEC and FCA.

On Demand: Is conduct and culture the next regulatory priority?

Watch on demand as our expert panel discuss the increasing significance that regulators are placing on a cultivated “culture of compliance" in the U.S.

The Conduct Chronicles – “I Spy with my Little AI”

Emma Parry analyzes how firms are increasingly looking to monitor social media channels and their use, and are utilising AI and to do so.

FCA report shows 75% of firms are now using AI, but only 34% know how it works

The FCA has published its Artificial Intelligence and Machine Learning Survey for 2024, revealing that 75% of financial services firms are now using AI. Is accuracy now more important than explainability for compliance?

Global Relay Announces Next Gen AI-Enabled Communications Surveillance

London, November 13, 2024: Global Relay, a leading provider of integrated digital communications and recordkeeping, announces its AI-enabled surveillance solution to support the increased need for communications surveillance to meet evolving regulatory requirements.

How can a lack of generative AI investment pose compliance risks?

As generative AI continues to become integrated into business practices, firms need to invest in secure solutions that mitigate the risks that comes along with the use of unapproved applications.

Global Relay Announces AI-Enabled Voice Surveillance Solution

As regulators actively enforce recordkeeping and surveillance rules for voice communication, Global Relay announces AI-enabled voice-to-text transcription

Stand the resilience test – OSFI adds to the operational resilience conversation

In line with measures other regulators have taken, OSFI released its final Guideline E-21 on operational risk and resilience, which outlines expectations for firms to prepare for and respond to disruptive events that could affect business operations.

How data capture for ChatGPT can supercharge your business

Financial services firms looking to tap into the benefits of Large Language Models like ChatGPT can leverage data capture solutions to utilize AI compliantly and effectively.

Global Relay Announces Integration with OpenAI’s ChatGPT Enterprise Compliance API

Global Relay introduces Connector for ChatGPT Enterprise to provide compliant AI communications data archiving, recordkeeping

SUPPORT 24 Hour