On Demand: Compliance & Conversation – Recordkeeping and surveillance
Watch on demand as a panel of compliance and surveillance experts discuss trends including AI, social media, and culture and conduct risks.
Global Relay
Webinar
Written by a human
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On February 5, 2025, we were joined by a panel of compliance, surveillance, and regulatory experts as part of our Compliance & Conversation event. The discussion encompassed key themes and findings from our Global Relay Data Insights: Communication Capture Trends in 2024/25 report, including growing risk areas such as conduct and culture, social media, and – of course – artificial intelligence
Panel
- Anna Gooch – Manager, Market Conduct Team, Abrdn Asset Management
- Hannah Bowery – Senior Manager, Surveillance and Market Abuse SME, PwC
- Ugne Willard – Global Head of Communications Surveillance, Barclays
Watch on demand and hear expert insights on:
- Whether a recent run of controversy means that the Financial Conduct Authority (FCA) is in trouble
- If the lighting-fast rise of AI in financial services comes as a surprise, and whether the technology may be used to model risk
- Why 2025 may prove to the “the year of conduct and culture,” and whether communications surveillance can help in the fight against non-financial misconduct
- If social media is a current compliance risk – or if it may become one in future
*The opinions expressed in this panel discussion are those of the individual speakers and are not those of Global Relay.
